Capital Wealth Solutions Limited
Capital Wealth Solutions Limited (FRN 536958) was an FCA-regulated firm that operated in the pensions sector, also trading as Capital Wealth Solutions Managed Direct. The firm was incorporated in November 2010 and is now dissolved, with its FCA authorisation having been removed.
The firm employed a number of FCA-approved persons during its operation, including James Austin Caviel, Peter Bridges, Samuel Edwards, Barry John Summers and Peter Graham Crawford. Former clients who were advised by the firm and believe they received unsuitable pension advice, or who transferred their pension on the basis of recommendations they later found to be problematic, may have a compensation claim.
Our team will review your case and advise on whether a claim through the FSCS or another route is available based on your individual circumstances.
Issues / Why You May Have a Claim
Pension advice carries a high duty of care. Where clients were advised to transfer or invest their pension savings by Capital Wealth Solutions and those recommendations turned out to be unsuitable, those clients may have suffered real financial harm and may be entitled to compensation.
Company background (public record)
The company was incorporated at Companies House on 15 November 2010 under company number 07439242. Its status at Companies House is recorded as dissolved.
Registered office: 311 High Road, Loughton, Essex, IG10 1AH.
Nature of business (SIC): 66290.
Company timeline (public record)
Key dated events for this firm, drawn from public records. Each entry shows its source.
| Date | Event | Source |
|---|---|---|
| 15 Nov 2010 | Company incorporated | Companies House |
| 15 Nov 2010 | James Austin Caviel appointed director | Companies House |
| 15 Nov 2010 | James Austin Caviel appointed secretary | Companies House |
| 15 Nov 2010 | Peter Bridges appointed director | Companies House |
| 10 May 2011 | James Austin Caviel approved by the FCA at the firm | FCA Register |
| 10 May 2011 | Peter Bridges approved by the FCA at the firm | FCA Register |
| 05 Jan 2012 | Peter Graham Crawford approved by the FCA at the firm | FCA Register |
| 30 Mar 2012 | James Austin Caviel resigned as secretary | Companies House |
| 30 Mar 2012 | Peter Bridges resigned as director | Companies House |
| 30 Mar 2012 | James Austin Caviel appointed director | Companies House |
| 01 Nov 2012 | Michelle Yvonne Caviel appointed director | Companies House |
| 05 Jul 2013 | Samuel Edwards approved by the FCA at the firm | FCA Register |
| 10 Jul 2013 | Michelle Yvonne Caviel approved by the FCA at the firm | FCA Register |
| 16 Oct 2015 | Michelle Yvonne Caviel resigned as director | Companies House |
| 01 Sep 2016 | Barry John Summers approved by the FCA at the firm | FCA Register |
| 10 Nov 2016 | James Austin Caviel resigned as director | Companies House |
| 09 Aug 2019 | Company winding-up petition (compulsory liquidation) | Companies House |
| 21 Nov 2019 | Company wound up (compulsory liquidation) | Companies House |
| 29 Jul 2024 | FCA status recorded as: No longer authorised | FCA Register |
| 29 May 2025 | Company winding-up concluded (compulsory liquidation) | Companies House |
| 12 Sep 2025 | Company dissolved | Companies House |
| 12 Sep 2025 | Company due to be dissolved (compulsory liquidation) | Companies House |
| 01 May 2026 | Declared in default by the FSCS | FSCS |
Who was involved?
The following individuals are listed on public records in connection with the firm. These are matters of public record only and their inclusion does not imply any wrongdoing by any named person.
- James Austin Caviel. Listed on the FCA Register as having held CF30 Customer (10/05/2011 to 08/12/2019), CF11 Money Laundering Reporting (10/05/2011 to 08/12/2019), CF10 Compliance Oversight (10/05/2011 to 08/12/2019), CF1 Director (10/05/2011 to 08/12/2019) at the firm.
- Peter Bridges. Listed on the FCA Register as having held CF1 Director (10/05/2011 to 01/07/2013), CF30 Customer (10/05/2011 to 01/10/2011) at the firm.
- Samuel Edwards. Listed on the FCA Register as having held CF30 Customer (05/07/2013 to 05/02/2014) at the firm.
- Barry John Summers. Listed on the FCA Register as having held CF30 Customer (01/09/2016 to 07/09/2016) at the firm.
- Peter Graham Crawford. Listed on the FCA Register as having held CF30 Customer (05/01/2012 to 16/01/2012) at the firm.
- Michelle Yvonne Caviel. Listed on the FCA Register as having held CF1 Director (10/07/2013 to 16/10/2015) at the firm.
Review page sources: FCA Register (FRN 536958) · Companies House (07439242) · FSCS. Public records, provided for transparency.
