Need help with a claim involving Facet Investment Management Ltd

If you’re worried about losses from a transaction involving Facet Investment Management Ltd and are considering compensation, our experts can help. We’ll review your case thoroughly to determine what happened, who’s responsible, and how much you could potentially recover.

Facet Investment Management Ltd

FCA Firm Reference Number: 193315
Status: In administration and declared failed by the FSCS

Facet Investment Management Ltd was a UK-based wealth management and independent financial planning firm. It operated from its main office at 28 The Boulevard, Crawley RH10 1XP, with its registered office at 20 North Audley Street, Mayfair, London W1K 6WE. The firm provided a range of financial services to UK clients, including discretionary managed investment services, from 2001 onwards.

The company entered administration on 23 August 2024 and was declared in default by the FSCS on 15 July 2025. This means clients who suffered financial loss may now be eligible for compensation.

No win, no fee

If you don’t get paid, then you pay nothing. If you get paid, we take a pre-agreed percentage based on how much money you receive for your peace of mind.

Why are claims being made against Facet Investment Management Ltd?

Claims may arise from:

  • Mis-sold pension or investment advice
  • Poor performance or mismanagement of discretionary investment portfolios
  • Inappropriate risk profiling
  • Failure to meet FCA standards and consumer duty obligations
  • Losses connected to the firm’s insolvency

 

If you received advice or services from this firm or its appointed representatives, you may be eligible for compensation through the FSCS.

 

Trading Styles

Name Status Date Range
Facet Investment Management Ltd Registered From 24 Apr 2019
Financial Advisors to Consultants Engineers and Technologists Ltd Registered 5 Aug 1992 – 24 Apr 2019
Graham Roberts Financial Management Ltd Registered 20 May 1990 – 5 Aug 1992
Graham Roberts Life Ltd Registered 25 Mar 1988 – 20 May 1990

 

Background

  • Incorporation Date: 18 July 1985
  • FCA Authorisation Date: 1 December 2001
  • Entered Administration: 23 August 2024
  • FSCS Default Declaration: 15 July 2025

 

Who was involved?

The following is a list of individuals who are currently or were previously involved in regulated activities at Facet Investment Management Ltd, formerly Financial Advisors to Consultants Engineers and Technologists Ltd

Current

Alexander David Young

Previous

John Richard Mitchell
James McGrath Dolan
Christian Patrick Holland
Oliver Kevin Banks
James Sanders
Thomas Anthony Austin
Robert William Barnett
Fraser Allonby
Christopher Alan Fernyhough
James McMahon
Emilie Lee Morrow
James Kenneth Millsom
Richard Moor
Alexander David Young
Stephen Robert Gilder
Christopher Alan Evans
Ben Molineux
Thomas James Colla
Mark Richardson
Owen Tudor Griffiths
Charles Alexander Mcswiggan
Gary Richardson
Paul Nicholas McFarlane
Alexander George Dunn
Benjamin Bidnell
Peter John Medlock
Stuart Guiver
David Christopher Cook
Mark Stewart Myhan
Fiona Jane Leonard
Paul Edgar
Karen Angela Thomas
Elizabeth Toop
John David Miles

 

Appointed Representatives and Agents

Appointed Representative Relationship Dates
Current:
Berkeley Financial Partners Ltd From 13 Nov 2014
Previous:
AFM Management Ltd 8 Sep 2015 – 25 Jun 2024
Allonby + Partners Ltd 28 Dec 2016 – 9 Sep 2020

 

If your financial product was arranged or advised on by one of these firms, you may still be able to make a claim.

 

How can we help?

We specialise in helping people claim compensation after financial advice has gone wrong. Whether you were mis-sold an investment, advised to transfer a pension, or had your money managed inappropriately, we’ll investigate your case and submit your claim to the FSCS on your behalf. We offer a free claim review so you only pay if we successfully recover compensation for you.

 

How does it work?

  1. Free consultation – we assess your case at no cost
  2. Investigation – we gather all relevant evidence and documentation
  3. Claim preparation – we build and submit your case to the FSCS
  4. Maximum compensation – we argue your case to ensure you receive everything you’re entitled to

 

Seek Claim Advice Today

Time limits may apply, so don’t delay. You may also be entitled to further compensation, even if you’ve claimed before.

 

Call 0800 041 8358 or Book a free phone or video consultation today

 

NB: Information for this page was gathered on 22 July 2025 from the FSCS website, FCA Register, and Companies House. All content is accurate to the best of our knowledge as of that date.

 

 

When it comes to Claims,
we won’t waste your time or ours.

This is why we have a 82%* success rate on submitted claims in similar circumstances to Facet Investment Management Ltd

*82% success rate is an accurate figure based on pension and investment related claims submitted and concluded between 1st December 2020 to 1st August 2024.

Our Process for Making a Mis-sold Claim

Initial Consultation

Start a free consultation to understand your situation and help you decide on the best course of action.

Collect & Review Agreements

We”ll collect and review your documentation of the advice given, pension transfer details, and evidence of any financial losses.

Submit a Claim

We will formally submit your claim to the relevant parties, clearly outlining why you’re entitled to compensation.

How much is your financial adviser claim worth?

Use our Claim Calculator 

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