FRODSHAM FINANCIAL PLANNING LTD.
| Financial Planner | Active From |
|---|---|
| Islamic Financial Planners | 19 Mar 2018 |
| Up Front Financial Services | 05 May 2004 |
| Frodsham Financial Planning Limited | 12 Dec 2002 |
Why can you claim for compensation or redress against Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd?
The Financial Services Compensation Scheme has declared Frodsham Financial Planning Ltd (FRN 214554), formerly Tom Carroll Associates Financial Planning Ltd as failed as of 13th February 2024
This firm is no longer trading, so you may be able to make a claim against it.
Background
Companies House show the Company was incorporated on 29th December 2000 and dissolved on 25th May 2021
According to the FCA Register the company has not been authorised since 10/07/2020
This company is associated with claims for pension transfer advice.
Who was involved?
The following is a list of individuals who are currently or were previously involved in regulated activities at Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd:
Vicky Williams, Paula Payne, Thomas Frodsham, Stuart Peters, Mohammed Banaras, Sally Harrison, Gary Armstrong, Andrew Brown, Desmond Rushworth, Peter Jones, John Albion, Andrew Goddard, David Bebb, Michael Newton Smith, Kenneth Whitworth, Paul Clough, Andre Lambrecht, Paul Gannon, Sohail Siddiqui, Jacqueline Asher, Leon Rushworth, Sandra Rushworth, Steven Melling, Matthew Weston, Melanie Peters, Helen Weston, Lynn Frodsham, Anthony Sullivan and Jonathon Weston,
Appointed representatives and agents
The following are the Appointed Representatives and Payment services / Electronic money agents currently or previously connected with this firm. In each case, the principal is / was responsible for the regulated activities carried out on its behalf by its appointed representatives / agents during the dates shown below as Effective from and Effective to (when the relationship ended). An agent or Appointed Representative may act of behalf of more than one principal firm.
| Firms | Start Date | End Date |
|---|---|---|
| Andre Lambrecht | 20 May 2013 | 04 Jul 2014 |
| Bradshaw Bennett Independent Financial Advisers Ltd | 10 Feb 2005 | 21 Dec 2006 |
| Deedale Financial Services Ltd | 12 May 2009 | 06 Jul 2016 |
| Digital Service Cover Ltd | 01 Apr 2015 | 06 Jul 2016 |
| FFP Limited | 10 May 2004 | 15 Jul 2016 |
| G.A Financial Consultancy Ltd | Sept 2016 | 03 Aug 2017 |
| Manning Rushworth IFA Ltd | 10 May 2004 | 10 Jul 2020 |
| Mortgage Search Bureau | 14 May 2010 | 30 May 2012 |
| PORT Upfront Financial Services | 13 Dec 2013 | 10 Jul 2020 |
How can we help?
We have helped thousands of customers on a no-win no-fee basis get the compensation and justice they deserve when making claim against regulated companies like Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd
How does it work?
The first step is a free no-obligation consultation, you can learn more about services on our making a claim page.
Once we have assessed your claim, if we believe you are due compensation then we will help you build the best possible complaint by launching a full investigation, gathering evidenced from all the relevant parties to package your claim and submit to the Financial Services Compensation Scheme. We will argue your case to ensure you receive the maximum amount of compensation available to you.
Seek Claim Advice Today
We offer an expert pension consulting service. One of our experts will be able to talk through your options and tell you what the best option for you is. If you do decide to use our services, then know that our fees are very reasonable. However, you need to act fast as there may be time-barring restrictions in place.
Call us now for a phone or video consultation with one of our legal experts on 0800 041 8358 to find out if you are entitled to compensation, you may even be entitled to additional compensation if you have successfully claimed in the past.
NB: Information for this page was gathered on 17/04/2024 from the following sources, FSCS Website, FCA Register, Companies House Register and is to our knowledge accurate as of that date.
Company background (public record)
The company was incorporated at Companies House on 29 December 2000 under company number 04132733. Its status at Companies House is recorded as dissolved.
Registered office: C/O Fergus & Fergus, 24 Oswald Road Chorlton Cum, Hardy Manchester, Greater Manchester, M21 9LP.
Previously named: TOM CARROLL ASSOCIATES FINANCIAL PLANNING LIMITED.
Nature of business (SIC): 66220.
Company timeline (public record)
Key dated events for this firm, drawn from public records. Each entry shows its source.
| Date | Event | Source |
|---|---|---|
| 29 Dec 2000 | Company incorporated | Companies House |
| 29 Dec 2000 | Thomas George Carroll appointed secretary | Companies House |
| 29 Dec 2000 | Stephen John Scott appointed nominee-secretary | Companies House |
| 29 Dec 2000 | Stephen John Scott resigned as nominee-secretary | Companies House |
| 29 Dec 2000 | Thomas George Carroll appointed director | Companies House |
| 29 Dec 2000 | Thomas James Frodsham appointed director | Companies House |
| 29 Dec 2000 | Jacqueline Scott appointed nominee-director | Companies House |
| 29 Dec 2000 | Jacqueline Scott resigned as nominee-director | Companies House |
| 12 Feb 2002 | Company renamed (previously TOM CARROLL ASSOCIATES FINANCIAL PLANNING LIMITED) | Companies House |
| 26 Mar 2002 | Thomas George Carroll resigned as secretary | Companies House |
| 26 Mar 2002 | Lynn Mary Frodsham appointed secretary | Companies House |
| 26 Mar 2002 | Thomas George Carroll resigned as director | Companies House |
| 26 Mar 2002 | Lynn Mary Frodsham appointed director | Companies House |
| 06 Jul 2016 | Digital Service Cover Ltd ceased as appointed representative | FCA Register |
| 15 Jul 2016 | FFP Limited ceased as appointed representative | FCA Register |
| 02 Sep 2016 | G.A Financial Consultancy Ltd appointed as appointed representative | FCA Register |
| 12 Sep 2016 | Gary Armstrong approved by the FCA at the firm | FCA Register |
| 12 Jun 2017 | Andrew Stuart Brown approved by the FCA at the firm | FCA Register |
| 03 Aug 2017 | G.A Financial Consultancy Ltd ceased as appointed representative | FCA Register |
| 13 Dec 2017 | Sohail Rabbani Siddiqui approved by the FCA at the firm | FCA Register |
| 27 Dec 2017 | Leon Rushworth resigned as director | Companies House |
| 23 May 2018 | Nadine Marie Brown appointed director | Companies House |
| 24 May 2018 | Nadine Marie Brown resigned as director | Companies House |
| 10 Jul 2020 | FCA status recorded as: No longer authorised | FCA Register |
| 10 Jul 2020 | Manning Rushworth IFA Ltd ceased as appointed representative | FCA Register |
| 10 Jul 2020 | PORT Upfront Financial Services ceased as appointed representative | FCA Register |
| 25 May 2021 | Company dissolved | Companies House |
| 13 Feb 2024 | Declared in default by the FSCS | FSCS |
Focused on the firm’s early history and the events leading up to and following its failure. 35 routine entries from its active years are omitted.
Who was involved?
The following individuals are listed on public records in connection with the firm. These are matters of public record only and their inclusion does not imply any wrongdoing by any named person.
- Thomas James Frodsham. Listed on the FCA Register as having held CF11 Money Laundering Reporting (12/12/2002 to 01/01/2008), CF10 Compliance Oversight (12/12/2002 to 01/01/2008), CF30 Customer (01/11/2007 to 02/05/2016), CF1 Director (AR) (05/07/2004 to 02/05/2016) at the firm.
- Vicky Maria Williams. Listed on the FCA Register as having held CF1 Director (AR) (13/04/2015 to 05/04/2016) at the firm.
- Paula Suzanne Payne. Listed on the FCA Register as having held CF1 Director (10/04/2015 to 03/12/2015), CF1 Director (AR) (07/12/2015 to 05/11/2018), CF2 Non Executive Director (10/08/2005 to 23/02/2015) at the firm.
- Mohammed Banaras. Listed on the FCA Register as having held CF30 Customer (12/05/2011 to 25/01/2019) at the firm.
- John Albion. Listed on the FCA Register as having held CF30 Customer (01/11/2007 to 14/08/2008), CF22 Investment Adviser (Trainee) (16/11/2004 to 14/12/2006), CF21 Investment Adviser (14/12/2006 to 31/10/2007) at the firm.
- Sally Louise Harrison. Listed on the FCA Register as having held CF22 Investment Adviser (Trainee) (21/06/2005 to 08/05/2006) at the firm.
- Stuart Graham Peters. Listed on the FCA Register as having held CF1 Director (AR) (02/06/2009 to 30/12/2013) at the firm.
- Gary Armstrong. Listed on the FCA Register as having held CF1 Director (AR) (12/09/2016 to 27/07/2017) at the firm.
- Andrew Stuart Brown. Listed on the FCA Register as having held CF30 Customer (12/06/2017 to 10/07/2020), CF1 Director (AR) (16/01/2018 to 10/07/2020) at the firm.
- Desmond John Rushworth. Listed on the FCA Register as having held CF1 Director (AR) (16/11/2004 to 06/07/2016), CF11 Money Laundering Reporting (20/06/2006 to 08/12/2019), CF10 Compliance Oversight (20/06/2006 to 08/12/2019), CF1 Director (26/03/2004 to 08/12/2019) at the firm.
Appointed Representatives and Agents
While it was authorised, the firm acted as principal for the following appointed representatives. An appointed representative carries on regulated business under the responsibility of its principal, so their conduct can be relevant to a claim.
| Appointed representative | Reference | Effective from | Ended |
|---|---|---|---|
| Andre Lambrecht | FRN 601269 | 20/05/2013 | 04/07/2014 |
| Bradshaw Bennett Independent Financial Advisers Ltd | FRN 426184 | 10/02/2005 | 21/12/2006 |
| Deedale Financial Services Ltd | FRN 500859 | 12/05/2009 | 06/07/2016 |
| Digital Service Cover Ltd | FRN 608275 | 01/04/2015 | 06/07/2016 |
| FFP Limited | FRN 400765 | 10/05/2004 | 15/07/2016 |
| G.A Financial Consultancy Ltd | FRN 757680 | 02/09/2016 | 03/08/2017 |
| Manning Rushworth IFA Ltd | FRN 400764 | 10/05/2004 | 10/07/2020 |
| Mortgage Search Bureau | FRN 523898 | 14/05/2010 | 30/05/2012 |
| PORT Upfront Financial Services | FRN 611645 | 13/12/2013 | 10/07/2020 |
Review page sources: FCA Register (FRN 214554) · Companies House (04132733) · FSCS. Public records, provided for transparency.
