Need help with a claim involving Pentagon Capital Management plc

If you’re worried about losses from a transaction involving Pentagon Capital Management plc and are considering compensation, our experts can help. We’ll review your case thoroughly to determine what happened, who’s responsible, and how much you could potentially recover.

If you held investments managed by Pentagon Capital Management plc and believe you suffered losses as a result of the firm’s conduct, our team can help you understand your options.

No win, no fee

If you don’t get paid, then you pay nothing. If you get paid, we take a pre-agreed percentage based on how much money you receive for your peace of mind.

Pentagon Capital Management plc

Pentagon Capital Management plc (FRN 189239, Company No. 03657659) was an FCA-authorised investment fund manager and financial adviser. The firm also came to the attention of US regulators: the Securities and Exchange Commission took enforcement action against Pentagon Capital Management, finding that the firm had engaged in late trading in mutual funds between 2001 and 2003. The US court upheld those findings and ordered the firm to pay a $76.8 million fine.

The firm entered administration in the UK in June 2012. The FSCS investigated Pentagon Capital Management and concluded its initial investigation in June 2019, at which point claims were passed to its processing teams for individual assessment.

Former clients of Pentagon Capital Management who suffered investment losses and believe those losses arose from misconduct or unsuitable advice may still be able to pursue a claim.

Issues / Why You May Have a Claim

The SEC enforcement action against Pentagon Capital Management identified serious wrongdoing in the way the firm managed certain investment strategies. Clients who suffered losses arising from the firm’s conduct, whether in connection with its US activities or its UK operations, should seek specialist advice to understand whether a compensation route remains open to them.

When it comes to Claims,
we won’t waste your time or ours.

This is why we have a 82%* success rate on submitted claims in similar circumstances to Pentagon Capital Management plc

*82% success rate is an accurate figure based on pension and investment related claims submitted and concluded between 1st December 2020 to 1st August 2024.

Latest FSCS Update

Our team is currently working to obtain the latest update on this company. Please check back later for further information.

If you believe you may have been affected, please book a free consultation with our team. We will carry out all the investigative work on your behalf. If your claim is not successful, you will not pay a penny. You can call us during office hours or email hello@claimmyloss.co.uk – we are here to help.

Our Process for Making a Mis-sold Claim

Initial Consultation

Start a free consultation to understand your situation and help you decide on the best course of action.

Collect & Review Agreements

We”ll collect and review your documentation of the advice given, pension transfer details, and evidence of any financial losses.

Submit a Claim

We will formally submit your claim to the relevant parties, clearly outlining why you’re entitled to compensation.

How much is your financial adviser claim worth?

Use our Claim Calculator 

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