Ozen Financial Services Limited
Ozen Financial Services Limited (FRN 670187, Company No. 07854116) was an FCA-authorised investment firm that traded under the name Ozen FS. The firm was incorporated in November 2011 and operated in the financial services sector until the FCA took formal enforcement action against it.
Following an investigation, the FCA issued a Decision Notice on 9 June 2023, cancelling Ozen Financial Services Limited’s Part 4A permission with immediate effect. The FCA’s reasons included the firm’s failure to submit its Firm Details Attestation — a mandatory annual confirmation that registered information is correct — and its failure to respond to formal notices issued by the Authority. These failures raise serious concerns about the firm’s commitment to regulatory compliance.
The firm has since been dissolved. Former clients who held investments or received advice through Ozen Financial Services Limited and who suffered losses should seek specialist advice. Where the firm’s conduct gave rise to specific losses, or where an FCA-regulated third party introduced clients to the firm, compensation options may exist.
Issues / Why You May Have a Claim
FCA-authorised firms are required to comply with regulatory requirements, including maintaining accurate register information and engaging with the regulator when contacted. Where a firm fails these basic obligations, it raises wider questions about how client money and interests were being protected. Former Ozen Financial Services clients who suffered losses should seek an independent review.
Company background (public record)
The company was incorporated at Companies House on 21 November 2011 under company number 07854116. Its status at Companies House is recorded as dissolved.
Registered office: 07854116 – COMPANIES HOUSE DEFAULT ADDRESS, Cardiff, CF14 8LH.
Nature of business (SIC): 64999.
Company timeline (public record)
Key dated events for this firm, drawn from public records. Each entry shows its source.
| Date | Event | Source |
|---|---|---|
| 21 Nov 2011 | Company incorporated | Companies House |
| 21 Nov 2011 | Erman Ozen appointed director | Companies House |
| 01 Apr 2012 | Mehmet Sahin appointed director | Companies House |
| 06 Apr 2012 | Erman Ozen appointed secretary | Companies House |
| 04 Mar 2013 | Mehmet Sahin resigned as director | Companies House |
| 10 Nov 2015 | Erman Ozen approved by the FCA at the firm | FCA Register |
| 31 Mar 2018 | Erman Ozen resigned as secretary | Companies House |
| 10 Mar 2020 | Ezgi Ozden appointed director | Companies House |
| 10 Mar 2020 | Erman Ozen resigned as director | Companies House |
| 26 Mar 2020 | Erman Ozen appointed secretary | Companies House |
| 21 May 2020 | Erman Ozen appointed director | Companies House |
| 12 Jun 2020 | Ezgi Ozden resigned as director | Companies House |
| 09 Jun 2023 | FCA status recorded as: Revoked | FCA Register |
| 05 Jul 2024 | Declared in default by the FSCS | FSCS |
| 04 Nov 2025 | Company dissolved | Companies House |
Who was involved?
The following individuals are listed on public records in connection with the firm. These are matters of public record only and their inclusion does not imply any wrongdoing by any named person.
- Erman Ozen. Listed on the FCA Register as having held CPD20 – Advising or arranging regulated mortgage contracts (from), CPD18 – Administrative life policies functions (from), CF1 Director (10/11/2015 to 08/12/2019), Responsible for Insurance Distribution (01/10/2018 to 09/06/2023) at the firm.
- Ezgi Ozden. Listed at Companies House as director (appointed 2020-03-10, resigned 2020-06-12).
- Mehmet Sahin. Listed at Companies House as director (appointed 2012-04-01, resigned 2013-03-04).
Review page sources: FCA Register (FRN 670187) · Companies House (07854116) · FSCS. Public records, provided for transparency.
