ALEXANDER DAVID SECURITIES LIMITED
Why can you claim for compensation or redress against Alexander David Securities Limited?
The Financial Services Compensation Scheme has declared Alexander David Securities Limited (FRN: 469150) as failed as of date 30th April 2024. The firm provided services including initial public offerings, secondary fundraisings, mergers and acquisitions, and debt offerings. The firm had multiple appointed representatives, notably St Pauls Marketing Limited and Templeton Securities Limited, which provided investment advice leading to clients transferring pensions into self-invested personal pensions (SIPPs) and investing in mini-bonds. The company’s failure was primarily due to regulatory concerns and financial mismanagement.
Alexander David Securities Limited entered creditors voluntary liquidation on 1st July 2022, so you may be able to make a claim against it.
Background
Companies House show the Company was incorporated on 30th November 2006.
According to the FCA Register the company has not been authorised since 12th April 2023.
This company is associated with claims for pension transfer advice.
Who was involved?
The following is a list of individuals who are currently or were previously involved in regulated activities at Alexander David Securities Limited:
Appointed representatives and agents
The following are the Appointed Representatives and Payment services / Electronic money agents currently or previously connected with this firm. In each case, the principal is / was responsible for the regulated activities carried out on its behalf by its appointed representatives / agents during the dates shown below as Effective from and Effective to (when the relationship ended). An agent or Appointed Representative may act of behalf of more than one principal firm.
| Beer & Young Ltd | 06 Nov 2015 | 15 Mar 2017 |
| OS WEALTH MANAGEMENT LIMITED | 25 May 2018 | 09 Aug 2018 |
| St Pauls Marketing Limited | 12 Oct 2015 | 15 Aug 2017 |
| Templeton Securities Limited | 15 Jul 2013 | 19 Aug 2015 |
How can we help?
We have helped thousands of customers on a no-win no-fee basis get the compensation and justice they deserve when making claim against regulated companies like Alexander David Securities Limited
How does it work?
The first step is a free no-obligation consultation, you can learn more about services on our making a claim page.
Once we have assessed your claim, if we believe you are due compensation then we will help you build the best possible complaint by launching a full investigation, gathering evidenced from all the relevant parties to package your claim and submit to the Financial Services Compensation Scheme. We will argue your case to ensure you receive the maximum amount of compensation available to you.
Seek Claim Advice Today
We offer an expert pension consulting service. One of our experts will be able to talk through your options and tell you what the best option for you is. If you do decide to use our services, then know that our fees are very reasonable. However, you need to act fast as there may be time-barring restrictions in place.
Call us now for a phone or video consultation with one of our legal experts on 0800 041 8358 to find out if you are entitled to compensation, you may even be entitled to additional compensation if you have successfully claimed in the past.
NB: Information for this page was gathered on 01/05/2024 from the following sources, FSCS Website, FCA Register, Companies House Register and is to our knowledge accurate as of that date.
