Barfield Associates Limited
Barfield Associates Limited (FRN 116531) was an FCA-regulated investment firm incorporated in October 1966. The firm is no longer authorised and has been dissolved. It appears in the FSCS register in connection with investment claims, and former clients who believe they suffered losses as a result of the firm’s conduct may be able to seek compensation.
Investment firms regulated by the FCA are bound by rules designed to ensure that client money is managed honestly, that advice is suitable, and that clients’ interests are placed above those of the firm. Where those rules were breached, former clients have the right to pursue compensation.
Our team will carry out a full review of your situation at no cost to you. Please book a free consultation and let us advise you on whether a claim is available.
Issues / Why You May Have a Claim
Former clients of Barfield Associates who suffered investment losses and believe those losses were connected to the firm’s conduct should seek independent specialist advice to understand what, if any, compensation options remain open to them.
Company background (public record)
The company was incorporated at Companies House on 31 October 1966 under company number 00890878. Its status at Companies House is recorded as dissolved.
Registered office: York House 1 Seagrave Road, Fulham, London, SW6 1RP.
Nature of business (SIC): 66220.
Company timeline (public record)
Key dated events for this firm, drawn from public records. Each entry shows its source.
| Date | Event | Source |
|---|---|---|
| 31 Oct 1966 | Company incorporated | Companies House |
| 06 Dec 1994 | Craig Ashley Fitchett appointed director | Companies House |
| 06 Dec 1994 | Carolle Mary Platts appointed director | Companies House |
| 06 Dec 1994 | David Mark Wadsworth appointed director | Companies House |
| 01 Dec 2001 | Deborah Ann White approved by the FCA at the firm | FCA Register |
| 01 Dec 2001 | Sally Ann Grady approved by the FCA at the firm | FCA Register |
| 01 Dec 2001 | David Mark Wadsworth approved by the FCA at the firm | FCA Register |
| 01 Dec 2001 | John Alan Bedford approved by the FCA at the firm | FCA Register |
| 01 Dec 2001 | James Anthony Bedford approved by the FCA at the firm | FCA Register |
| 01 Dec 2001 | Carolle Mary Platts approved by the FCA at the firm | FCA Register |
| 01 Dec 2001 | Craig Ashley Fitchett approved by the FCA at the firm | FCA Register |
| 01 Dec 2001 | Thomas Andrew Bullus approved by the FCA at the firm | FCA Register |
| 24 Apr 2002 | Carrie Louise Borton approved by the FCA at the firm | FCA Register |
| 01 Feb 2004 | Fulham Management Limited appointed corporate-secretary | Companies House |
| 01 Feb 2004 | John Alan Bedford resigned as secretary | Companies House |
| 14 Jan 2005 | NAFAS 2003 LTD appointed as appointed representative | FCA Register |
| 31 Mar 2005 | Craig Ashley Fitchett resigned as director | Companies House |
| 31 Mar 2005 | Carolle Mary Platts resigned as director | Companies House |
| 31 Mar 2005 | David Mark Wadsworth resigned as director | Companies House |
| 29 Sep 2006 | Stacey Anne Cole approved by the FCA at the firm | FCA Register |
| 01 Dec 2007 | NAFAS 2003 LTD ceased as appointed representative | FCA Register |
| 15 Jun 2010 | FCA status recorded as: No longer authorised | FCA Register |
| 02 Nov 2013 | James Anthony Bedford resigned as director | Companies House |
| 31 Oct 2014 | Thomas Andrew Bullus resigned as director | Companies House |
| 01 Nov 2016 | Company dissolved | Companies House |
| 16 Apr 2026 | Declared in default by the FSCS | FSCS |
Who was involved?
The following individuals are listed on public records in connection with the firm. These are matters of public record only and their inclusion does not imply any wrongdoing by any named person.
- Deborah Ann White. Listed on the FCA Register as having held CF30 Customer (01/11/2007 to 31/07/2009), CF21 Investment Adviser (01/12/2001 to 31/10/2007) at the firm.
- Sally Ann Grady. Listed on the FCA Register as having held CF30 Customer (01/11/2007 to 15/06/2010), CF21 Investment Adviser (01/12/2001 to 31/10/2007) at the firm.
- David Mark Wadsworth. Listed on the FCA Register as having held CF1 Director (01/12/2001 to 01/04/2005) at the firm.
- John Alan Bedford. Listed on the FCA Register as having held CF30 Customer (01/11/2007 to 15/06/2010), CF11 Money Laundering Reporting (01/12/2001 to 15/06/2010), CF10 Compliance Oversight (01/12/2001 to 15/06/2010), CF1 Director (01/12/2001 to 15/06/2010) at the firm.
- James Anthony Bedford. Listed on the FCA Register as having held Responsible for Insurance Mediation (14/01/2005 to 15/06/2010), CF1 Director (01/12/2001 to 15/06/2010) at the firm.
- Carolle Mary Platts. Listed on the FCA Register as having held CF1 Director (01/12/2001 to 01/04/2005) at the firm.
- Craig Ashley Fitchett. Listed on the FCA Register as having held CF1 Director (01/12/2001 to 01/04/2005) at the firm.
- Stacey Anne Cole. Listed on the FCA Register as having held CF30 Customer (01/11/2007 to 15/06/2010), CF22 Investment Adviser (Trainee) (29/09/2006 to 18/10/2007), CF21 Investment Adviser (18/10/2007 to 31/10/2007) at the firm.
- Carrie Louise Borton. Listed on the FCA Register as having held CF30 Customer (01/11/2007 to 15/06/2010), CF22 Investment Adviser (Trainee) (24/04/2002 to 17/04/2003), CF21 Investment Adviser (17/04/2003 to 31/10/2007) at the firm.
- Thomas Andrew Bullus. Listed on the FCA Register as having held CF1 Director (01/12/2001 to 15/06/2010) at the firm.
Appointed Representatives and Agents
While it was authorised, the firm acted as principal for the following appointed representatives. An appointed representative carries on regulated business under the responsibility of its principal, so their conduct can be relevant to a claim.
| Appointed representative | Reference | Effective from | Ended |
|---|---|---|---|
| NAFAS 2003 LTD | FRN 401045 | 14/01/2005 | 01/12/2007 |
Review page sources: FCA Register (FRN 116531) · Companies House (00890878) · FSCS. Public records, provided for transparency.
