HENDERSON CARTER ASSOCIATES
Because of the poor pension transferring advice that Henderson Carter Associates gave to its clients, many of them have successfully claimed financial compensation.
These clients were given the advice of transferring their pension in order to facilitate investments in none standard products like Hennessy Jones Bonds and the Agio fund.
Self-Invested Personal Pension (SIPP) Investments
It was noted by the Financial Conduct Authority (FCA) that it had concerns about the company and its links with Hennessy Jones Ltd, City Administration Ltd, and Holistic Wealth Management. After investigation, the FCA found that Henderson Carter Associates (FRN) 512016 had been processed by a third party that was unregulated.
The pension advice company has been put into administration and the director of Henderson Carter Associates (Aiden Henderson) was banned and was forced to pay a penalty of £179,179.00.
Get Your Transaction Reviewed
Anyone who received pension advice from the company should review their transaction(s) with them and get in contact with us if you were not happy with the advice and / or if the investment is performing poorly. We might be able to help you with claiming for compensation.
Company background (public record)
The company was incorporated at Companies House on 7 September 2009 under company number 07011381. Its status at Companies House is recorded as dissolved.
Registered office: 3 Field Court, Gray's Inn, London, WC1R 5EF.
Previously named: HENDERSON & DUMBLETON LIMITED.
Nature of business (SIC): 66190.
Company timeline (public record)
Key dated events for this firm, drawn from public records. Each entry shows its source.
| Date | Event | Source |
|---|---|---|
| 07 Sep 2009 | Company incorporated | Companies House |
| 07 Sep 2009 | Aiden James Henderson appointed director | Companies House |
| 07 Sep 2009 | Nicola Jane Dumbleton appointed secretary | Companies House |
| 07 Sep 2009 | Paul Anthony Dumbleton appointed director | Companies House |
| 14 Oct 2009 | Nocola Jane Dumbleton appointed director | Companies House |
| 14 Oct 2009 | Paul Anthony Dumbleton resigned as director | Companies House |
| 16 Oct 2009 | David Stephen Nettle appointed director | Companies House |
| 09 Nov 2009 | David Stephen Nettle resigned as director | Companies House |
| 15 Feb 2010 | Aiden James Henderson approved by the FCA at the firm | FCA Register |
| 27 Sep 2013 | Matthew David Wagener approved by the FCA at the firm | FCA Register |
| 18 Dec 2013 | Hennessy Jones Limited appointed as appointed representative | FCA Register |
| 13 Jan 2014 | Holistic Wealth Management Limited appointed as appointed representative | FCA Register |
| 11 Mar 2014 | Nicholas Charles Maynard approved by the FCA at the firm | FCA Register |
| 01 May 2014 | Sandhya Rana Sonah appointed director | Companies House |
| 20 Mar 2015 | Hennessy Jones Limited ceased as appointed representative | FCA Register |
| 01 Apr 2015 | Sandhya Rana Sonah resigned as director | Companies House |
| 19 Jun 2015 | Holistic Wealth Management Limited ceased as appointed representative | FCA Register |
| 10 Feb 2016 | Company entered administration (in administration) | Companies House |
| 09 Mar 2016 | Allsportsvi Ltd ceased as appointed representative | FCA Register |
| 15 Feb 2017 | Company administration ended (in administration) | Companies House |
| 15 Feb 2017 | Company wound up (creditors’ voluntary liquidation) | Companies House |
| 15 Feb 2017 | Insolvency practitioner appointed: Stephen John Evans | Companies House |
| 15 Feb 2017 | Insolvency practitioner appointed: William Antony Batty | Companies House |
| 22 Mar 2017 | Declared in default by the FSCS | FSCS |
| 01 Apr 2022 | Insolvency practitioner appointed: Claire Howell | Companies House |
| 15 Jun 2023 | FCA status recorded as: No longer authorised | FCA Register |
| 19 Mar 2024 | Company dissolved | Companies House |
| 19 Mar 2024 | Company due to be dissolved (creditors’ voluntary liquidation) | Companies House |
Focused on the firm’s early history and the events leading up to and following its failure. 15 routine entries from its active years are omitted.
Who was involved?
The following individuals are listed on public records in connection with the firm. These are matters of public record only and their inclusion does not imply any wrongdoing by any named person.
- Aiden James Henderson. Listed on the FCA Register as having held CF30 Customer (15/02/2010 to 08/12/2019), CF11 Money Laundering Reporting (15/02/2010 to 08/12/2019), CF10 Compliance Oversight (17/07/2013 to 08/12/2019), CF1 Director (15/02/2010 to 08/12/2019) at the firm.
- Scott Heslin. Listed on the FCA Register as having held CF30 Customer (20/09/2011 to 04/01/2013) at the firm.
- Mark Mahendra Pattanshetti. Listed on the FCA Register as having held CF30 Customer (14/01/2013 to 23/05/2013) at the firm.
- Nicola Jane Dumbleton. Listed on the FCA Register as having held CF1 Director (15/02/2010 to 31/08/2010) at the firm.
- Matthew David Wagener. Listed on the FCA Register as having held CF30 Customer (27/09/2013 to 16/01/2014) at the firm.
- Nicholas Charles Maynard. Listed on the FCA Register as having held CF30 Customer (11/03/2014 to 30/07/2014) at the firm.
- Lisa Dawn McCartney. Listed on the FCA Register as having held CF30 Customer (11/02/2013 to 25/10/2013) at the firm.
- Eric William London. Listed on the FCA Register as having held CF30 Customer (15/02/2010 to 04/07/2013), CF10 Compliance Oversight (15/02/2010 to 04/07/2013), CF1 Director (15/02/2010 to 04/07/2013) at the firm.
- Nocola Jane Dumbleton. Listed at Companies House as director (appointed 2009-10-14, resigned 2010-09-24).
- Paul Anthony Dumbleton. Listed at Companies House as director (appointed 2009-09-07, resigned 2009-10-14).
Appointed Representatives and Agents
While it was authorised, the firm acted as principal for the following appointed representatives. An appointed representative carries on regulated business under the responsibility of its principal, so their conduct can be relevant to a claim.
| Appointed representative | Reference | Effective from | Ended |
|---|---|---|---|
| A D Loraine Limited | FRN 597291 | 15/03/2013 | 11/06/2013 |
| Allsportsvi Ltd | FRN 552157 | 26/05/2011 | 09/03/2016 |
| Donald Kenneth Croman | FRN 598506 | 03/04/2013 | 11/06/2013 |
| Green Planet Financial Services Ltd | FRN 563198 | 25/08/2011 | 23/10/2012 |
| Hennessy Jones Limited | FRN 612014 | 18/12/2013 | 20/03/2015 |
| Holistic Wealth Management Limited | FRN 613157 | 13/01/2014 | 19/06/2015 |
Review page sources: FCA Register (FRN 512016) · Companies House (07011381) · FSCS. Public records, provided for transparency.
